General Questions
- What is the NIH Director's Early Independence Award?
- How many awards will be made in 2012?
- What scientific areas are eligible under the Early Independence Award?
- Are women and members of underrepresented minority groups encouraged to apply?
- How much can be requested?
- Do Early Independence Awards provide indirect costs?
- How much time/effort are recipients expected to devote?
- Are there any post-award requirements?
- Are Early Independence Awards renewable
- Will the Early Independence Award program be offered again in 2013?
General Questions for Institutions
- How does an Institution select potential Early Independence Principal Investigators?
- What is meant by “independent research position”?
- Is there a limit to the number of applications that can be submitted by an Institution
- What is the expectation for Institutions in terms of Institutional commitment to the Early Independence Investigators?
General Questions for Investigators
- Who can apply to be supported as a Principal Investigator?
- Do I have to be a U.S. citizen to apply?
- May I apply from a foreign institution?
- Is the NIH Intramural program an eligible institution?
- I am currently a postdoctoral fellow. Am I eligible to apply for an NIH Director's Early Independence Award?
- I will not be at my new institution in my first independent position until September 2012. Should I apply from my current institution or my new institution?
- If I receive an Early Independence Award, will I still be considered an “early stage investigator” when I apply for my first R01 grant?
- If I am not successful and the program is re-announced, may I reapply next year?
The Competition Process for 2012
- What are the dates for submission of 2012 applications?
- Which review criteria will be emphasized?
- Do I need or may I submit letters of reference?
- What happens at the interview?
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A. GENERAL QUESTIONS
- What is the NIH Director's Early Independence Award?
The NIH Director's Early Independence Award is a new funding mechanism that provides an opportunity for exceptional junior scientists to "skip the post-doc", and start an independent research career at a supportive Institution directly following the completion of their graduate degree.
- How many awards will be made in 2012?
The NIH Director expects to make approximately 10 awards in FY2012, depending on the quality of the applications and the availability of funds.
- What scientific areas are eligible under the Early Independence Award?
The proposed research may be in any scientific area relevant to the mission of NIH (biological, behavioral, clinical, social, physical, chemical, computational, engineering, and mathematical sciences).
- Are women and members of underrepresented minority groups encouraged to apply?
The NIH recognizes a unique and compelling need to promote diversity in the biomedical, behavioral, clinical and social sciences research workforce. The NIH expects all of its efforts to diversify the workforce to lead to the recruitment of the most talented researchers from all groups; to improve the quality of the educational and training environment; to balance and broaden the perspective in setting research priorities; to improve the ability to recruit subjects from diverse backgrounds into clinical research protocols; and to improve the Nation's capacity to address and eliminate health disparities. Grantee institutions are always encouraged to consider talented researchers from diverse backgrounds underrepresented in biomedical research, including underrepresented racial and ethnic groups, persons with disabilities and women for participation in all NIH-funded research opportunities.
- How much can be requested?
One may request up to $250,000 in direct costs / year for 5 years.
- Do Early Independence Awards provide indirect costs?
Yes. In addition to the direct costs, applicable facilities and administrative costs (indirect costs) will be allowed and will be determined at the time of award based on the institution's negotiated rate.
- How much time/effort are recipients expected to devote?
The NIH Director's Early Independence Awards is a mechanism to establish an independent research career, and therefore Early Independence Investigators are expected to devote most or all of their time to conducting independent research. If the Early Independence PI is an M.D., he or she may conduct the minimal clinical duties necessary to maintain credentials.
- Are there any post-award requirements?
Awardees will be required to submit a scientific progress report each year describing the progress made under this grant. Awardees will be expected to attend regular Investigator Meetings to be arranged by the NIH. A site visit to the Awardee by NIH staff may occur at least once during the funding period. Awardees will be required to submit a final progress report, Final Invention Statement, and Financial Status Report at the end of the budget/project period. In addition, to help NIH evaluate this program, awardees may be contacted periodically for at least five years and asked to report on their latest research efforts.
- Are Early Independence Awards renewable?
No. Competing renewal applications for an Early Independence Award will not be allowed. Toward the end of the Early Independence Award project period, awardees are expected to seek funding support to continue their research through traditional routes, such as submission of an R01 or an equivalent grant application.
- Will the Early Independence Award program be offered again in 2013?
NIH plans to announce the Early Independence Award program in 2013, but we won't know the amount of funds available for the program until we receive our Fiscal Year 2013 appropriation from Congress.
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General Questions for Institutions
- How does an Institution select potential Early Independence Principal Investigators?
Institutions may establish any selection process that best meets the needs of the Principal Investigator and the Institution.
- What is meant by "independent research position?"
For the purpose of this award, the PD/PI will control the budget from the award along with the space and resources necessary to conduct the funded research project. In addition, the position will confer eligibility to apply for grants and other types of research support. The application must include a written commitment to an independent research position that will be activated no later than the start date of the Early Independence Award. These positions should not involve teaching requirements by the host institution.
- Is there a limit to the number of applications that can be submitted by an Institution?
Institutions may only submit 2 applications for each submission date. An institution is defined as an organization that has a unique DUNS number. Therefore, for example, a university-affiliated school of medicine, school of dentistry, and hospital, if they each have a unique DUNS number, may each submit up to two applications.
- What is the expectation for Institutions in terms of Institutional commitment to the Early Independence Investigators?
In addition to provision of independent research space, support staff, access to necessary resources, supplies and equipment the institution may provide full or partial salary support. The institution is also expected to integrate the Early Independence Investigator into the faculty environment of the host department or other unit of the Institution. Mentoring equivalent to that provided to assistant professors should be provided.
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General Questions for Investigators
- Who can apply to be supported as a Principal Investigator?
On the date of application submission,individuals must be within 12 months before or after the receipt of their terminal research degree or completion of clinical residency. The date of receipt of the degree is the date the degree was conferred, as indicated on your transcript.
At the time of appointment to the grantee Institution, the Early Independence PI must have received a Ph.D., M.D., D.O., D.C., D.D.S., D.V.M, O.D., D.P.M., Sc.D., Eng.D., Dr. P.H., D.N.Sc., N.D (Doctor of Naturopathy), Pharm.D., D.S.W., Psy.D., or equivalent doctoral degree from an accredited domestic or foreign institution (it is the responsibility of the sponsoring institution to determine if a foreign doctoral degree is equivalent). Certification by an authorized official of the degree-granting institution that all degree requirements have been met is also acceptable.
- Do I have to be a U.S. citizen to apply?
No. There are no citizenship or residency requirements. Foreign scientists are eligible to apply if they are applying through a U.S. institution.
- May I apply from a foreign institution?
No. You may apply only if you are at an institution in the United States or its territories. For the types of eligible domestic institutions, please see the FOA (Section III.1.A. Eligible Institutions).
- Is the NIH Intramural program an eligible institution?
Yes. Please see special application instructions under Section IV.2. "Applications involving federal agencies"; of the RFA. Each constituent Institute or Center of NIH with an Intramural Research Program may submit up to two applications.
- I am currently a postdoctoral fellow. Am I eligible to apply for an NIH Director's Early Independence Award?
Only if you are within twelve months of receiving your terminal doctoral degree at the date of submission.
- I will not be at my new institution in my first independent position until September 2012. Should I apply from my current institution or my new institution?
Since applications are submitted by an institution on behalf of the principal investigator, the application must be submitted by the institution where you will hold an independent position and conduct the research. In most cases, applications will be submitted in advance of the actual appointment date. You should consult the sponsored research office at your new institution about this.
- If I receive an Early Independence Award, will I still be considered an "early stage investigator"; when I apply for my first R01 grant?
No. The DP5 award will count as your first substantial NIH grant, so you will be ineligible for new investigator status after receiving this award.
- If I am not successful and the program is re-announced, may I reapply next year?
No, a PD/PI is permitted only a single application for the Early Independence Award
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The Competition Process for 2012
- What are the dates for submission of 2012 applications?
Applications may be submitted to Grants.gov beginning December 30, 2011 and must be successfully received by Grants.gov no later than 5:00 p.m. local time (of the investigator's institution/organization) on January 30, 2012.
- Which review criteria will be emphasized?
All review criteria will be weighed in determining the final impact score. Particular emphasis will be given to the strengths and potential of the Early Independence PI, as well as the strengths and commitment of the Institution to the Early Independence PI.
- Do I need or may I submit letters of reference?
Yes. You must arrange to have at least three and no more than five letters of reference submitted on your behalf. Refer to Section IV.6.3 of the FOA for detailed guidance.
- What happens at the interview?
The peer review committee will invite a subset of the applicants being considered for award to the NIH for an interview. This will give the interviewers an opportunity to carefully explore the capabilities of each candidate, the merit of the proposed research, and the commitment of the institution to the candidate's development as a productive and innovated researcher. The results of the interview will be factored into the overall impact score.
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